We believe that maintaining trust and trust in us is essential not only for continuing our business activities, but also for meeting the expectations of our stakeholders.

Corporate Governance

Daiwa Securities Group clearly separates the supervisory and executive functions of its management to create a highly transparent and objective corporate governance system.


The Daiwa Securities Group considers compliance as an important condition for realizing these corporate philosophies, and its compliance-related efforts go beyond compliance with laws and regulations, and earn the trust of customers, markets, society and shareholders. I understand it.

Tax Policy

Daiwa Securities Group has enacted "Daiwa Securities Group Tax Policy" in aiming to develop corporate tax governance, and describes our code of conduct and standard of judgments in taxation.

Prevention of corruption

In line with the principles of the United Nations Global Compact, Daiwa Securities Group has formulated the Daiwa Securities Group Anti-Corruption Policy and is working to prevent corruption.

Risk Management

We will maintain a sound financial and profit structure that balances risk and return, and strive to continuously increase corporate value through appropriate risk management.

IT Strategy and Management of Systems Risk

Daiwa Securities Group has incorporated in its Medium-term Management Plan the pursuit of the best mix of digital and real and is implementing its digital strategy.

AI Governance Mission Statement

Daiwa Securities Group has established the 'Daiwa Securities Group AI Governance Mission Statement ' which all employees should abide by, as a company that extensively utilizes AI, including research and development of AI, prediction and analysis using AI, and providing services utilizing AI.