Introducing Daiwa Securities Group's various statements.

Management

• Corporate Principles
• Daiwa Spirit [PDF: 80 KB] (Japanese)
• Management Policy
• Daiwa Securities Group's Management Vision "Vision2030" ·Materiality
• Basic Policy on Stakeholder Engagement

Sustainability in general

• Daiwa Securities Group’s SDGs Declaration
• Daiwa Asset Management Co. Ltd. "Sustainability Policy"(including "Environmental Policy" and "Human Rights Policy") (Japanese)
• Daiwa Asset Management Co. Ltd. "ESG Investment Policy"
• Daiwa Real Estate Asset Management Co.Ltd. "Sustainability Policy"
• Daiwa Capital Markets America Inc. "Corporate Social Responsibility"
• Daiwa Capital Markets Europe Ltd. "Corporate Social Responsibility"

Environment

• Environmental Vision, Environmental Principles, and Basic Environmental Policies
• The Daiwa Securities Group Net Zero Carbon Declaration
• Response to Climate Change (Disclosure Based on the TCFD Recommendations 2023)

Society

Customer support

Basic Policy on Customer-first Operations

• Daiwa Securities Group
• Daiwa Securities Co. Ltd. (Japanese)
• Daiwa Asset Management Co. Ltd.(Japanese)
• Daiwa Real Estate Asset Management Co.Ltd.
• Daiwa Corporate Investment Co., Ltd. (Japanese)
• Daiwa Next Bank, Ltd (Japanese)
• Daiwa Connect Securities Co., Ltd. (Japanese)

Human Capital

• Guidelines for Fair Hiring
• Human Rights Policy
• Health Management (Approaches and Policy, Promotion System, Targets, and, Examples of Major Initiatives and Results, etc.)
• Daiwa Capital Markets Europe Ltd. "Equity, Diversity & Inclusion"
• Daiwa Capital Markets Europe Ltd. "Modern Slavery Act 2015"
• Daiwa Capital Markets America Inc. "WORK FOR US" > "Culture"

Investment and Financing Policy

• Environmental and Social Policy Framework
• Daiwa Asset Management Co. Ltd. "ESG Investment Policy"
• Daiwa Asset Management "Investment and Other Activities Related to Cluster Bomb Manufacturing Companies"

Daiwa Securities Group Suppliers' Code of Conduct

Basic Policy for Social Contribution Activities

Governance

Corporate Governance

• Corporate Governance Guidelines
• Basic Views on Corporate Governance
• Policies on Determination of Remuneration of Directors and Corporate Executive Officers

Compliance

Daiwa Securities Group Anti-Corruption Policy

Privacy Policy

• Daiwa Securities Group
• Daiwa Securities Co. Ltd.(Japanese)
• Daiwa Asset Management Co. Ltd.

Anti-Money Laundering and Countering the Financing of Terrorism (AML/CFT)

Securing the Fairness and Transparency of the Market
～Prevention of unfair transactions such as insider trading～

Basic Policy on Avoiding Involvement with Anti-Social Forces

AI Governance Mission Statement

Management Policy for Conflict of Interest

• Daiwa Securities Group
• Daiwa Securities Co. Ltd.(Japanese)
• Daiwa Asset Management Co. Ltd.(Japanese)

Information disclosure

• Disclosure Policy

Risk Management

• Risk Appetite Framework [PDF: 3,342 KB]
• Environmental and Social Policy Framework

Tax affairs

• Daiwa Securities Group "Tax Policy"
• Daiwa Capital Markets Europe "UK Tax Strategy"

Japan's Stewardship Code

• Daiwa Securities "Accepting the Japanese Stewardship Code"(Japanese)
• Daiwa Asset Management Co. Ltd. "Stewardship"