PASSION FOR THE BEST
For Shareholders
Share Data Stock Ownership Shareholders' Meeting
Share Data
Shares of Common Stock
Total authorized shares   4,000,000 thousand shares
Issued and Outstanding   1,749,378 thousand shares (as of September 30, 2011)

Number of Shareholders
132,017 (as of September 30, 2011)

Stock Exchange Listings
Tokyo, Osaka, Nagoya

Stock Code in Japan
8601

Fiscal Year-end
March 31

Administrator of the Company's Shareholders' Register
The Sumitomo Trust & Banking Co., Ltd.
4-4, Marunouchi 1-chome, Chiyoda-ku, Tokyo 100-8233, Japan


Stock Ownership
Breakdown by Investor Type (thousand shares, as of September 30, 2011)
Breakdown by Investor Type

Breakdown by Number of Shares Held (thousand shares, as of September 30, 2011)
Breakdown by Number of Shares Held
Major Shareholders (as of September 30, 2011)
Name Number of shares
(Percentage held)
State Street Bank and Trust Company 505223 132,312 thousand shares (7.72%)
Japan Trustee Services Bank, Ltd. Trust Account 63,692 thousand shares (3.72%)
The Master Trust Bank of Japan, Ltd. Trust Account 56,559 thousand shares (3.30%)
SSBT OD05 OMNIBUS ACCOUNT - TREATY CLIENTS 43,175 thousand shares (2.52%)
State Street Bank and Trust Company 37,739 thousand shares (2.20%)
Taiyo Life Insurance Company 31,140 thousand shares (1.82%)
Sumitomo Mitsui Banking Corporation 30,328 thousand shares (1.77%)
The Master Trust Bank of Japan, Ltd. ESOP
ESOP Trust Account 75404
29,547 thousand shares (1.72%)
State Street Bank and Trust Client Omnibus Account OM02 26,131 thousand shares (1.52%)
Deutsche Bank Trust Company Americas 26,109 thousand shares (1.52%)
*1 Numbers of shares are rounded down to the closest thousand.
*2 Percentages held are rounded down to the third decimal place.
*3 35,800 thousand shares of our stock excluded from percentage held calculation.
*4 The company has 35,800 thousand shares of own stock as of September 30, 2011 which is not included in the Major Shareholders list above.

Shareholders' Meeting

The Ordinary General Meeting of Shareholders of Daiwa Securities Group Inc. is held annually in late June.
Shareholders who own more than 1,000 shares and are listed on the shareholders' list at the end of March are entitled to exercise voting rights at the Ordinary General Meeting of Shareholders.

The 74th Ordinary General Meeting of Shareholders was held on Saturday, June 25, 2011 at The Prince Park Tower Tokyo in Tokyo.


The 74th Ordinary General Meeting of Shareholders




Click here for prior reports
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