PASSION FOR THE BEST
For Shareholders
Share Data Stock Ownership Shareholders' Meeting
Share Data
Shares of Common Stock
Total authorized shares   4,000,000 thousand shares
Issued and Outstanding   1,749,378 thousand shares (as of March 31, 2013)

Number of Shareholders
131,415 (as of September 30, 2012)

Stock Exchange Listings
Tokyo, Osaka, Nagoya

Stock Code in Japan
8601

Fiscal Year-end
March 31

Administrator of the Company's Shareholders' Register
Sumitomo Mitsui Trust Bank, Limited


Stock Ownership
Breakdown by Investor Type (thousand shares, as of September 30, 2012)
Breakdown by Investor Type

Breakdown by Number of Shares Held (thousand shares, as of September 30, 2012)
Breakdown by Number of Shares Held
Major Shareholders (as of September 30, 2012)
Name Number of shares
(Percentage held)
State Street Bank and Trust Company 505223 139,592 thousand shares (8.14%)
Japan Trustee Services Bank, Ltd. Trust Account 75,520 thousand shares (4.40%)
The Master Trust Bank of Japan, Ltd. Trust Account 61,518 thousand shares (3.58%)
SSBT OD05 OMNIBUS ACCOUNT - TREATY CLIENTS 43,941 thousand shares (2.56%)
State Street Bank and Trust Company 40,580 thousand shares (2.36%)
Sumitomo Mitsui Banking Corporation 30,328 thousand shares (1.76%)
State Street Bank and Trust Client Omnibus Account OM02 29,455 thousand shares (1.71%)
Japan Trustee Services Bank, Ltd.
Sumitomo Mitsui Trust & Banking Retirement Benefit Account
24,888 thousand shares (1.45%)
Daiwa Employee's Stock Ownership Association
23,146 thousand shares (1.35%)
THIRD AVENUE VALUE FUND
22,489 thousand shares (1.31%)
*1 Numbers of shares are rounded down to the closest thousand.
*2 Percentages held are rounded down to the third decimal place.
*3 35,734 thousand shares of our stock excluded from percentage held calculation.
*4 The company has 35,734 thousand shares of own stock as of September 30, 2012 which is not included in the Major Shareholders list above.

Shareholders' Meeting

The Ordinary General Meeting of Shareholders of Daiwa Securities Group Inc. is held annually in late June.
Shareholders who own more than 1,000 shares and are listed on the shareholders' list at the end of March are entitled to exercise voting rights at the Ordinary General Meeting of Shareholders.

The 75th Ordinary General Meeting of Shareholders was held on Wednesday, June 27, 2012 at The Prince Park Tower Tokyo in Tokyo.


The 75th Ordinary General Meeting of Shareholders




Click here for prior reports
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